研究生证明了分形的量子不确定性原理
Graduate student proves a quantum uncertainty principle for fractals

原始链接: https://www.quantamagazine.org/graduate-student-proves-the-fractal-uncertainty-principle-20260812/

数学家亚历克斯·科恩(Alex Cohen)成功证明了高维空间中的分形不确定性原理,这是在理解混沌系统中波的行为方面取得的一项重大突破。 在难以将现有的一维证明推广到更高维度时,科恩从已故数学家让·布尔甘(Jean Bourgain)留下的未发表笔记中寻求指导。这些笔记建议采用一种意想不到的复分析方法来构建“阻尼函数”——这是分离分形函数中峰值所必需的工具。科恩对该方法的出色应用,使他克服了长期阻碍高维空间研究的数学障碍。 讽刺的是,科恩后来发现,他以为的“内部秘诀”实际上是 1960 年代的一个著名成果,即伯林-马利亚万定理(Beurling-Malliavin theorem)。如果他当时知道专家们早已熟悉这一策略,他可能会因其难度而望而却步。相反,正是这种自信使他做出了重大贡献;如今,该方法已被用于通过双曲空间的特性来分析复杂系统中的混沌现象,例如湍流天气。

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原文

With his assumptions in place, Cohen moved on to the actual proof. He quickly realized that this was unlike any Fourier-related problem he had worked on before. “I tried using all my tools to prove the fractal uncertainty principle, and none of them even came remotely close to working,” he said.

Feeling stuck, he went back to Dyatlov and Bourgain’s proof of the principle in one dimension and sought to understand exactly how it worked.

Dyatlov and Bourgain used an uncommon method in their proof. It involved isolating one peak from a fractal-like function at a time and showing that the Fourier transform of that peak would spread out. Doing this for all peaks, and considering how the Fourier transforms would add together, they proved that the total Fourier transform could never equal zero often enough to form a fractal — there wouldn’t be enough holes.

Isolating each peak required constructing a very specific function that, when multiplied by the original fractal-like function, would pull out just the peak and be close to zero everywhere else. This is called a damping function, and it needs to be perfectly tailor-made to work. “This is a challenging thing to construct,” Cohen said. But he knew that if he could do it in higher dimensions, he could unlock the entire proof.

Cohen consulted Dyatlov about his plan to construct this special function. Before Bourgain died in late 2018, he too struggled with this problem, and he shared his unpublished notes with Dyatlov. Now, Dyatlov shared them with Cohen. “Bourgain was a legendary analyst,” Cohen said. Reading the note felt like “receiving this unfinished knowledge from him.”

The notes contained exactly the hint Cohen needed. “It just blew my mind,” Cohen said. “It really unlocked the problem for me.”

Before reading Bourgain’s note, Cohen had a few ideas for how to construct the damping function, but they were highly complicated and precise, like the designs for building a house brick by brick. The note revealed an unexpected way to do it. It involved taking a detour into complex analysis — the study of functions of imaginary numbers, which include the square root of negative 1. This detour allowed Cohen to build a much more flexible object, which could then be used to construct the damping function indirectly.

Armed with this insight, Cohen then needed to find a way to create just the right version of this flexible object to produce a proper damping function. “To construct something like this that has very specific properties is highly nontrivial. It’s delicate,” said Wilhelm Schlag of Yale University, with whom Cohen studied as an undergraduate. “In two dimensions, nobody knew how to do that, and Alex came up with a brilliant construction of such a thing.”

Cohen stunned the math world when he posted the proof online in May 2023.

“His paper is very beautiful, and it made a huge impression,” Schlag said.

Later, Cohen found out that the trick revealed to him in Bourgain’s note wasn’t actually a secret. The method came from a well-known theorem from the 1960s called the Beurling-Malliavin theorem. “I thought that I had this special inside knowledge,” Cohen said. “I found out later that everyone in the field already knew about this strategy.”

Had he known that his insider tip was no secret, Cohen might have given up too soon. “I think I had a lot of confidence because I didn’t know other people had tried it,” he said.

Soon after Cohen shared his result, other mathematicians started using it to unlock new proofs about how waves behave in chaotic situations.

In nature, chaos appears in systems like turbulent water and the weather — situations where objects that start close together quickly end up in drastically different places. These systems are too complex to describe mathematically. Instead, mathematicians seeking to study chaos often turn to an odd kind of space that has chaos built in, called hyperbolic space.

In hyperbolic space, parallel lines diverge dramatically, getting farther from each other as you follow their paths. (It’s the opposite of a sphere, where parallel lines converge.) This means that small separations between objects can become huge down the line — the telltale sign of chaos.

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